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Securities Regulation, Selected Statutes, Rules and Forms, Revised 2008 ed.

Securities Regulation, Selected Statutes, Rules and Forms, Revised 2008 ed.
By Thomas Lee Hazen

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Product Description

This booklet contains the full text of the basic federal securities laws, the principle Securities and Exchange Commission (SEC) rules and forms under those laws, and other related laws and regulations. It is designed primarily as a supplement to securities regulation texts used in law school courses. However, it can also serve as a basic reference for lawyers, securities professionals, corporate officers, and others who have occasion to deal with questions of securities law. The revised 2008 edition of the Securities Regulation Selected Statutes, Rules, and Forms contains a number of important changes to SEC rules and forms made in December 2007. Those changes include significant revisions to 1933 Act Rules 144 and 145, the elimination of Regulation S-B and special registration and disclosure forms for small business issuers, and revised Regulation S-K and forms to reflect the scaled disclosures now applicable to smaller public companies. The revised 2008 edition of the Securities Regulation Selected Statutes, Rules, and Forms contains a number of important changes to SEC rules and forms made in December 2007. Those changes include significant revisions to 1933 Act Rules 144 and 145, the elimination of Regulation S-B and special registration and disclosure forms for small business issuers, and revised Regulation S-K and forms to reflect the scaled disclosures now applicable to smaller public companies.

Product Details

  • Amazon Sales Rank: #2312342 in Books
  • Published on: 2008-05-06
  • Original language: English
  • Number of items: 1
  • Binding: Paperback
  • 1925 pages

Customer Reviews

A great read!5
This is not a great read, actually. It is a book full of statutes and is required reading if you take securities law or securities litigation. Securities law is based on statutes, no action letters, and some case law. Your assigned text will cover the no action letters, case law, and discussion. This is the statute book you need without the filler. It's heavy and dull, but it is absolutely required if you take the classes. Enjoy!