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How Democratic is the American Constitution? Second Edition

How Democratic is the American Constitution? Second Edition
By Professor Robert A. Dahl

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In this provocative book, one of our most eminent political scientists questions the extent to which the American Constitution furthers democratic goals. Robert Dahl reveals the Constitution's potentially antidemocratic elements and explains why they are there, compares the American constitutional system to other democratic systems, and explores how we might alter our political system to achieve greater equality among citizens. In a new chapter for this second edition, he shows how increasing differences in state populations revealed by the Census of 2000 have further increased the veto power over constitutional amendments held by a tiny minority of Americans. He then explores the prospects for changing some important political practices that are not prescribed by the written Constitution, though most Americans may assume them to be so.


Product Details

  • Amazon Sales Rank: #240760 in Books
  • Published on: 2003-12-01
  • Original language: English
  • Number of items: 1
  • Binding: Paperback
  • 240 pages

Features


Editorial Reviews

From Publishers Weekly
In this slim, accessible volume, Yale political science professor emeritus Dahl (On Democracy) takes a critical look at our Constitution and why we continue to uphold it, though it is "a document produced more than two centuries ago by a group of fifty-five mortal men, actually signed by only thirty-nine, and adopted in only thirteen states." As an instrument for truly democratic government, Dahl argues, it fails. With insufficient models to guide them and a distrust of unfettered democracy, the Framers allowed several "undemocratic elements" in: slavery was accepted and suffrage effectively limited to white men. But Dahl saves his most potent criticism for two provisions that have remained unchanged: the electoral college and the Senate, both of which tie votes to geography rather than population, thereby skewing political power toward coalitions of smaller states whose interests may not necessarily coincide with the nation's as a whole. And as the 2000 presidential election illustrated, the electoral college can frustrate the will of the majority. Perhaps the most enlightening aspect of Dahl's critique is his comparison of our system with those of other stable democracies. In his view, countries with proportional representation which typically results in multi-party states and coalition governments offer a purer form of democratic equality, while our structure frequently supports, for example, policies beneficial to the most powerful lobbyists, rather than the greatest number of citizens. This book originated as a series of lectures at Yale and, as a result, the argument is abbreviated and clear. While Dahl concedes that he has occasionally oversimplified, his intention is not to write a political treatise but to encourage American citizens to change, if not the Constitution, then at least "the way we think about it" and at that, he should have success.
Copyright 2002 Cahners Business Information, Inc.

Review
"A devastating attack on the undemocratic character of the American Constitution." Gordon S. Wood, New York Review of Books "Robert A Dahl is about as covered in honors as a scholar can be... He knows what he is talking about. And he thinks that the Constitution has something the matter with it." Hendrik Hertzberg, New Yorker

From the Publisher
Robert A. Dahl is Sterling Professor Emeritus of Political Science at Yale University and past president of the American Political Science Association. He is the author of numerous books, including Who Governs?, Democracy and Its Critics, and On Democracy, all published by Yale University Press.


Customer Reviews

Thought-provoking and bold but still realistic4
Some other reviewers have citicized this book with the non-sequitur that the US is "a republic, not a democracy." A republic is simply a representative democracy. The Founders feared a system in which a majority of the population could empower their representatives to do whatever the majority so pleases. To prevent such a nightmare they proposed limits on government power. Although they feared the unchecked will of the majority, they all agreed that the "will of the people" was a better source of power than any alternative. Anybody who recites from rote the "Republic, not a democracy" mantra to ward off any discussion of perfecting our form of government is forgetting that the preamble to the Constitution speaks of a "more perfect union", not "a perfect union."

That said, the question Dahl raises is why no other government in the world is quite like ours. He makes it clear that the Framers had good ideas, but suggests that other nations have improved on the excellent baseline model established by the Framers. That is a very reasonable proposition. Ironically, much of the innovation seen in other nations consists of solutions to problems that our Framers thought they had solved.

The Framers feared "faction", because blind partisanship is clearly a bad thing. Ironically, a failure to foresee and allow for the inevitable formation of parties has only exacerbated the effects of "faction." Dahl addresses the lack of proportional representation (PR), where each party gets seats in (at least one house of) the legislature in proportion to its share of the vote. The lack of PR leads to a two-party system. When you only have two parties, the inevitable result is rancor and polarization. Conversely, multi-party systems require coalitions, compromise, and negotiation. If the formation of parties in inevitable, I'd much prefer a system in which parties compromise and solve problems rather than demonize and obstruct.

Also, Dahl points out that the Founders feared a popularly elected President because (a) they believed no national figure would emerge and (b) they feared that if one did emerge he would be a strong-man. They also rejected a Parliamentary system because they wanted checks and balances between the executive and legislative branches. However, the electoral college rapidly evolved into a crude accounting scheme for national campaigns, and Dahl explores the historical background to this evolution. He also points out that we now have Presidents with "mandates." This suggests that maybe our Executive branch is TOO independent.

Finally, Dahl addresses the (sady, unchangeable) malapportionment of the Senate. He points out that revered advocates of limited government (e.g. Madison) opposed equal Senate representation for each state. In fact, Madison accused the small-state representatives of seeking power rather than liberty. Conservatives should be wary of any system that gives a small group huge power. Dahl argues persuasively that protection of minorities should look at ideological or political minorities, not minorities based on which state a person happens to live in. Ultimately, people should be free to organize politically with whomever they agree, and not be forced to organize their interests along artificial lines drawn by governments.

Overall, Dahl does an excellent job of pointing out the areas where our Constitution needs a fine-tuning, and he brilliantly demolishes the political ancestor-worship underlying opposition to his critique.

Brief but insightful4
Dahl's book is actually more of an extended essay on the Constitution and the conflicts it has with modern concepts of democracy. In particular, Dahl focuses on such elements of the Constitution as senate representation and the electoral college, both of which provide representation on a basis other than that of population.

These "flaws" in the Constitution are nothing new. Dahl's more insightful work is where he compares the United States to other, similar democracies and sees how our Constitution compares with theirs.

This is a fast read, but that's as much a result of the brevity of the book as its writing. There are items Dahl could have developed more: in particular, the difficulty of amendment ratification fits perfectly into his book, but he really only mentions it as a stumbling block to Constitutional reform, not as another anti-democratic element of the document.

Despite its flaws, this book succeeds in its chief goal, which is to look at the Constitution in a realistic manner, without the glorification that so many people give it. It may provide more questions than answers, but these are good questions that need to be asked.

A short course in comparative democracy5
I was enthralled by this book the instant I saw it, because it asked hard questions about American democracy that I've never heard from anyone else before. I would summarize this book as a short course in comparative democracies (sort of like comparative religions), discussing the similarities and differences between democracies that work.

The main question that Dahl asks is, "Why should we feel bound today by a document produced more than two centuries ago by a group of fifty-five mortal men, actually signed by only thirty-nine, a fair number of whom were slaveholders, and adopted in only thirteen states by the votes of fewer than two thousand men, all of whom are long since dead and mainly forgotten?"

Chapter 3 is the most interesting part of this book, where Dahl compares the American constitution to other democratic governments. "[A]mong the countries most comparable to the United States...not one has adopted our American constitutional system. It would be fair to say that without a single exception they have all rejected it. Why?" Dahl explores this question with respect to the American bicameral chambers (House and Senate), unequal representation (in the Senate), judicial review, the electoral system, two-party systems, and the presidental system. He discusses how the American system works versus other democracies, comparatively pointing out strengths and weaknesses.

Overall I found this a stimulating, well-written, and deep book that looks at fundamental questions about American democracy that few people seem to be asking. Unlike other authors, however, he doesn't do this in a pessimistic manner, criticizing the American system needlessly. It was more of "we've done pretty well all things considered, but we can do better, and we should strive to do better."